Legal requirements regarding the sale of securities and franchises are addressed by both federal and state law. Disputes often arise in connection with the purchase or sale of securities, including publicly traded securities in the open market and private securities transactions, including the purchase of limited partnership interests.
Lee G. Werner, a former SEC litigator, is experienced in representing parties and has successfully resolved disputes concerning the purchase and sale of securities and franchises, including proceedings before the NASD (now FINRA).